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<title>Preserves: an Expressive Data Language</title>
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# Preserves: an Expressive Data Language
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Tony Garnock-Jones <tonyg@leastfixedpoint.com>
September 2018. Version 0.0.2.
[sexp.txt]: http://people.csail.mit.edu/rivest/Sexp.txt
[spki]: http://world.std.com/~cme/html/spki.html
[varint]: https://developers.google.com/protocol-buffers/docs/encoding#varints
[erlang-map]: http://erlang.org/doc/reference_manual/data_types.html#map
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This document proposes a data model and serialization format called
*Preserves*.
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Preserves supports *records* with user-defined *labels*. This makes it
more expressive[^macro-expressiveness] than most data languages in use
on the web and allows it to easily represent the *labelled sums of
products* as seen in many functional programming languages.
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Preserves also supports the usual suite of atomic and compound data
types, in particular including *binary* data as a distinct type from
text strings.
Finally, Preserves defines precisely how to compare two values with
each other in terms of the data model, not in terms of syntax or of
the data structures of any particular implementation language.
[^macro-expressiveness]: By "expressive" I mean *macro-expressive*
in the sense of Felleisen's 1991 paper, "On the Expressive Power
of Programming Languages".
Roughly speaking, there's no way in a JSON document to introduce a
new kind of information (such as binary data, or a date-stamp, or
a "person" object) in an *unambiguous way* without *global
agreement* from every potential consumer of the document. With an
extensible labelled record type, there is.
Felleisen, Matthias. “On the Expressive Power of Programming
Languages.” Science of Computer Programming 17, no. 1--3 (1991):
3575.
## Starting with Semantics
Taking inspiration from functional programming, we start with a
definition of the *values* that we want to work with and give them
meaning independent of their syntax. We will treat syntax separately,
later in this document.
Value = Atom
| Compound
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Atom = Boolean
| Float
| Double
| SignedInteger
| String
| ByteString
| Symbol
Compound = Record
| Sequence
| Set
| Dictionary
Our `Value`s fall into two broad categories: *atomic* and *compound*
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data.[^inspiration]
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[^inspiration]: This design was loosely inspired by S-expressions,
as seen in Lisp, Scheme, [SPKI/SDSI][sexp.txt], and many others,
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as well as by the ML type system, as seen in languages such as
SML, OCaml, Haskell, Rust, and many others.
**Total order.**<a name="total-order"></a> As we go, we will
incrementally specify a total order over `Value`s. Two values of the
same kind are compared using kind-specific rules. The ordering among
values of different kinds is essentially arbitrary, but having a total
order is convenient for many tasks, so we define it as
follows:[^ordering-by-syntax]
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(Values) Atom < Compound
(Compounds) Record < Sequence < Set < Dictionary
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(Atoms) Boolean < Float < Double < SignedInteger
< String < ByteString < Symbol
[^ordering-by-syntax]: The observant reader may note that the
ordering here is the same as that implied by the tagging scheme
used in the concrete binary syntax for `Value`s.
**Equivalence.**<a name="equivalence"></a> Two `Value`s are equal if
neither is less than the other according to the total order.
### Signed integers.
A `SignedInteger` is a signed integer of arbitrary width.
`SignedInteger`s are compared as mathematical integers. We will write
examples of `SignedInteger`s using standard mathematical notation.
**Examples.** 10; -6; 0.
**Non-examples.** NaN (the clue is in the name!); ∞ (not finite); 0.2
(not an integer); 1/7 (likewise); 2+*i*3 (likewise); √2 (likewise).
### Unicode strings.
A `String` is a sequence of Unicode
[code-point](http://www.unicode.org/glossary/#code_point)s. Two
`String`s are compared lexicographically, code-point by
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code-point.[^utf8-is-awesome] We will write examples of `String`s as
text surrounded by double-quotes “`"`” using a monospace font.
[^utf8-is-awesome]: Happily, the design of UTF-8 is such that this
gives the same result as a lexicographic byte-by-byte comparison
of the UTF-8 encoding of a string!
**Examples.** `"Hello world"`, an eleven-code-point string; `"z水𝄞"`,
the string containing the three Unicode code-points `z` (0x7A), `水`
(0x6C34) and `𝄞` (0x1D11E); `""`, the empty string.
**Normalization forms.** Unicode defines multiple
[normalization forms](http://unicode.org/reports/tr15/) for text. No
particular normalization form is required for `String`s;
[see below](#normalization-forms).
### Binary data.
A `ByteString` is an ordered sequence of zero or more integers in the
inclusive range [0..255]. `ByteString`s are compared
lexicographically, byte by byte. We will only write examples of
`ByteString`s that contain bytes mapping to printable ASCII
characters, using “`#"`” as an opening quote mark and “`"`” as a
closing quote mark.
**Examples.** The `ByteString` containing the integers 65, 66 and 67
(corresponding to ASCII characters `A`, `B` and `C`) is written as
`#"ABC"`. The empty `ByteString` is written as `#""`. **N.B.** Despite
appearances, these are *binary* data.
### Symbols or identifiers.
Programming languages like Lisp and Prolog frequently use string-like
values called *symbols*. Here, a `Symbol` is, like a `String`, a
sequence of Unicode code-points, intended to represent an identifier
of some kind. `Symbol`s are also compared lexicographically by
code-point. We will write examples including only non-empty sequences
of non-whitespace characters, using a monospace font without quotation
marks.
**Examples.** `hello-world`; `utf8-string`; `exact-integer?`.
### Booleans.
There are exactly two `Boolean` values, “false” and “true”. The
“false” value compares less-than the “true” value. We write `#f` for
“false”, and `#t` for “true”.
**Examples.** `#f`; `#t`.
### IEEE floating-point values.
A `Float` is a single-precision IEEE 754 floating-point value; a
`Double` is a double-precision IEEE 754 floating-point value.
`Float`s, `Double`s and `SignedInteger`s are considered disjoint, and
so by the rules [above](#total-order), every `Float` is less than
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every `Double`, and every `SignedInteger` is greater than both. Two
`Float`s or two `Double`s are to be ordered by the `totalOrder`
predicate defined in section 5.10 of
[IEEE Std 754-2008](https://dx.doi.org/10.1109/IEEESTD.2008.4610935).
We write examples using standard mathematical notation, avoiding NaN
and infinities, using a suffix `f` or `d` to indicate `Float` or
`Double`, respectively.
**Examples.** 10f; -6d; 0f; 0.5d; -1.202e300d.
**Non-examples.** 10, -6, and 0, because writing them this way
indicates `SignedInteger`s, not `Float`s or `Double`s.
### Records.
A `Record` is a *labelled* tuple of zero or more `Value`s, called the
record's *fields*. A record's label is, itself, a `Value`, though it
will usually be a `Symbol`.[^extensibility] [^iri-labels] `Record`s
are compared lexicographically as if they were just tuples; that is,
first by their labels, and then by the remainder of their fields. We
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will write examples of `Record`s as a parenthesised, space-separated
sequence of their label `Value` followed by their field `Value`s.
[^extensibility]: The [Racket](https://racket-lang.org/) programming
language defines
[“prefab”](http://docs.racket-lang.org/guide/define-struct.html#(part._prefab-struct))
structure types, which map well to our `Record`s. Racket supports
record extensibility by encoding record supertypes into record
labels as specially-formatted lists.
[^iri-labels]: It is occasionally (but seldom) necessary to
interpret such `Symbol` labels as UTF-8 encoded IRIs. Where a
label can be read as a relative IRI, it is notionally interpreted
with respect to the IRI
`urn:uuid:6bf094a6-20f1-4887-ada7-46834a9b5b34`; where a label can
be read as an absolute IRI, it stands for that IRI; and otherwise,
it cannot be read as an IRI at all, and so the label simply stands
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for itself—for its own `Value`.
**Examples.** The `Record` with label `foo` and fields 1, 2 and 3 is
written `(foo 1 2 3)`; the `Record` with label `void` and no fields is
written `(void)`.
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**Non-examples.** `()`, because it lacks a label.
### Sequences.
A `Sequence` is a general-purpose, variable-length ordered sequence of
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zero or more `Value`s. `Sequence`s are compared lexicographically. We
write examples space-separated, surrounded with square brackets.
**Examples.** `[]`, the empty sequence; `[1 2 3]`, the sequence of
`SignedInteger`s 1, 2 and 3.
### Sets.
A `Set` is an unordered finite set of `Value`s. It contains no
duplicate values, following the [equivalence relation](#equivalence)
induced by the total order on `Value`s. Two `Set`s are compared by
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sorting their elements ascending using the [total order](#total-order)
and comparing the resulting `Sequence`s. We write examples
space-separated, surrounded with curly braces, prefixed by `#set`.
**Examples.** `#set{}`, the empty set; `#set{#set{}}`, the set
containing only the empty set; `#set{4 "hello" (void) 9.0f}`, the set
containing 4, the string `"hello"`, the record with label `void` and
no fields, and the `Float` denoting the number 9.0; `#set{1 1.0f}`,
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the set containing a `SignedInteger` and a `Float`; `#set{(mime
application/xml #"<x/>") (mime application/xml #"<x />")}`, a set
containing two different type-labelled byte
arrays.[^mime-xml-difference]
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[^mime-xml-difference]: The two XML documents `<x/>` and `<x />`
differ by bytewise comparison, and thus yield different record
values, even though under the semantics of XML they denote
identical XML infoset.
**Non-examples.** `#set{1 1 1}`, because it contains multiple
equivalent `Value`s.
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### Dictionaries.
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A `Dictionary` is an unordered finite collection of pairs of `Value`s.
Each pair comprises a *key* and a *value*. Keys in a `Dictionary` must
be pairwise distinct. Instances of `Dictionary` are compared by
lexicographic comparison of the sequences resulting from ordering each
`Dictionary`'s pairs in ascending order by key. Examples are written
as a `#dict`-prefixed, curly-brace-surrounded sequence of
space-separated key-value pairs, each written with a colon between the
key and value.
**Examples.** `#dict{}`, the empty dictionary; `#dict{a:1}`, the
dictionary mapping the `Symbol` `a` to the `SignedInteger` 1;
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`#dict{[1 2 3]:a}`, mapping `[1 2 3]` to `a`; `#dict{"hi":0 hi:0
there:[]}`, having a `String` and two `Symbol` keys, and
`SignedInteger` and `Sequence` values.
**Non-examples.** `#dict{a:1 b:2 a:3}`, because it contains duplicate
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keys; `#dict{[7 8]:[] [7 8]:99}`, for the same reason.
## Syntax
Now we have discussed `Value`s and their meanings, we may turn to
techniques for *representing* `Value`s for communication or storage.
For now, we limit our attention to an easily-parsed, easily-produced
machine-readable syntax.
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A `Repr` is an encoding, or representation, of a specific `Value`.
Each `Repr` comprises one or more bytes describing first the kind of
represented `Value` and the length of the representation, and then the
encoded details of the `Value` itself.
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For a value `v`, we write `[[v]]` for the `Repr` of v.
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### Type and Length representation
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Each `Repr` takes one of three possible forms:
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- (A) a fixed-length form, used for simple values such as `Boolean`s
or `Float`s.
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- (B) a variable-length form with length specified up-front, used for
almost all `Record`s as well as for most `Sequence`s and `String`s,
when their sizes are known at the time serialization begins.
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- (C) a variable-length streaming form with unknown or unpredictable
length, used only seldom for `Record`s, since the number of fields
in a `Record` is usually statically known, but sometimes used for
`Sequence`s, `String`s etc., such as in cases when serialization
begins before the number of elements or bytes in the corresponding
`Value` is known.
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Applications may choose between formats B and C depending on their
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needs at serialization time.
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Every `Repr` starts with a *lead byte* describing the remainder of the
representation.
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#### The lead byte
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The lead byte is constructed by a function `leadbyte`:
leadbyte(t,n,m) = [t*64 + n*16 + m]
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Both `t` and `n` are two-bit unsigned numbers; `m` is a four-bit
unsigned number.
The lead byte describes the rest of the representation as
follows:[^some-encodings-unused]
[^some-encodings-unused]: Some encodings are unused. All such
encodings are reserved for future versions of this specification.
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- `leadbyte(0,0,-)` (format A) represents an Atom with fixed-length binary representation.
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- `leadbyte(0,1,-)` (format A) is reserved.
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- `leadbyte(0,2,-)` (format C) is a Stream Start byte.
- `leadbyte(0,3,-)` (format C) is a Stream End byte.
- `leadbyte(1,-,-)` (format B) represents an Atom with variable-length binary representation.
- `leadbyte(2,-,-)` (format B) represents a Record.
- `leadbyte(3,-,-)` (format B) represents a Sequence, Set or Dictionary.
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#### Encoding data of fixed length (format A)
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Each specific type of data defines its own rules for this format.
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#### Encoding data of known length (format B)
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A `Repr` where the length of the `Value` to be encoded is variable but
known uses the value of `m` in `leadbyte` to encode its length. The
length counts *bytes* for atomic `Value`s, but counts *contained
values* for compound `Value`s.
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- A length `l` between 0 and 14 is represented using `leadbyte` with
`m=l`.
- A length of 15 or greater is represented by `m=15` and additional
bytes describing the length following the lead byte.
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The function `header(t,n,m)` yields an appropriate sequence of bytes
describing a `Repr`'s type and length when `t`, `n` and `m` are
appropriate non-negative integers:
header(t,n,m) = leadbyte(t,n,m) when m < 15
or leadbyte(t,n,15) ++ varint(m) otherwise
The additional length bytes are formatted as
[base 128 varints][varint]. We write `varint(m)` for the
varint-encoding of `m`. Quoting the [Google Protocol Buffers][varint]
definition,
> Each byte in a varint, except the last byte, has the most
> significant bit (msb) set this indicates that there are further
> bytes to come. The lower 7 bits of each byte are used to store the
> two's complement representation of the number in groups of 7 bits,
> least significant group first.
**Examples.**
- The varint representation of 15 is just the byte 15.
- 300 (binary, grouped into 7-bit chunks, `10 0101100`) varint-encodes to the two bytes 172 and 2.
- 1000000000 (binary `11 1011100 1101011 0010100 0000000`) varint-encodes to bytes 128, 148, 235, 220, and 3.
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#### Streaming data of unknown length (format C)
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A `Repr` where the length of the `Value` to be encoded is variable and
not known at the time serialization of the `Value` starts is encoded
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by a single Stream Start (“open”) byte, followed by zero or more
*chunks*, followed by a matching Stream End (“close”) byte:
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open(t,n) = leadbyte(0,2, t*4 + n)
close(t,n) = leadbyte(0,3, t*4 + n)
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For a `Repr` of a `Value` containing binary data, each chunk is to be
a format B `Repr` of the same type as the overall `Repr`.
For a `Repr` of a `Value` containing other `Value`s, each chunk is to
be a single `Repr`.
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### Records
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Format B (known length):
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[[ (L F_1...F_m) ]] = header(2,3,m+1) ++ [[L]] ++ [[F_1]] ++...++ [[F_m]]
For `m` fields, `m+1` is supplied to `header`, to account for the
encoding of the record label.
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Format C (streaming):
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[[ (L F_1...F_m) ]] = open(2,3) ++ [[L]] ++ [[F_1]] ++...++ [[F_m]] ++ close(2,3)
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Applications *SHOULD* prefer the known-length format for encoding
`Record`s.
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#### Application-specific short form for labels
Any given protocol using Preserves may additionally define an
interpretation for `n ∈ {0,1,2}`, mapping each *short form label
number* `n` to a specific record label. When encoding `m` fields with
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short form label number `n`, format B becomes
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header(2,n,m) ++ [[F_1]] ++...++ [[F_m]]
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and format C becomes
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open(2,n) ++ [[F_1]] ++...++ [[F_m]] ++ close(2,n)
**Examples.** For example, a protocol may choose to map records
labelled `void` to `n=0`, making
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[[(void)]] = header(2,0,0) = [0x80]
or it may map records labelled `person` to short form label number 1,
making
[[(person "Dr" "Elizabeth" "Blackwell")]]
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= header(2,1,3) ++ [["Dr"]] ++ [["Elizabeth"]] ++ [["Blackwell"]]
= [0x93] ++ [["Dr"]] ++ [["Elizabeth"]] ++ [["Blackwell"]]
for format B, or
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= open(2,1) ++ [["Dr"]] ++ [["Elizabeth"]] ++ [["Blackwell"]] ++ close(2,1)
= [0x29] ++ [["Dr"]] ++ [["Elizabeth"]] ++ [["Blackwell"]] ++ [0x39]
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for format C.
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### Sequences, Sets and Dictionaries
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Format B (known length):
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[[ [X_1...X_m] ]] = header(3,0,m) ++ [[X_1]] ++...++ [[X_m]]
[[ #set{X_1...X_m} ]] = header(3,1,m) ++ [[X_1]] ++...++ [[X_m]]
[[ #dict{K_1:V_1...K_m:V_m} ]] = header(3,2,m*2) ++ [[K_1]] ++ [[V_1]] ++...
++ [[K_m]] ++ [[V_m]]
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Note that `m*2` is given to `header` for a `Dictionary`, since there
are two `Value`s in each key-value pair.
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Format C (streaming):
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[[ [X_1...X_m] ]] = open(3,0) ++ [[X_1]] ++...++ [[X_m]] ++ close(3,0)
[[ #set{X_1...X_m} ]] = open(3,1) ++ [[X_1]] ++...++ [[X_m]] ++ close(3,1)
[[ #dict{K_1:V_1...K_m:V_m} ]] = open(3,2) ++ [[K_1]] ++ [[V_1]] ++...
++ [[K_m]] ++ [[V_m]] ++ close(3,2)
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Applications may use whichever format suits their needs on a
case-by-case basis.
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There is *no* ordering requirement on the `X_i` elements or
`K_i`/`V_i` pairs.[^no-sorting-rationale] They may appear in any
order.
[^no-sorting-rationale]: In the BitTorrent encoding format,
[bencoding](http://www.bittorrent.org/beps/bep_0003.html#bencoding),
dictionary key/value pairs must be sorted by key. This is a
necessary step for ensuring serialization of `Value`s is
canonical. We do not require that key/value pairs (or set
elements) be in sorted order for serialized `Value`s, because (a)
where canonicalization is used for cryptographic signatures, it is
more reliable to simply retain the exact binary form of the signed
document than to depend on canonical de- and re-serialization, and
(b) sorting keys or elements makes no sense in streaming
serialization formats.
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However, a quality implementation may wish to offer the programmer
the option of serializing with set elements and dictionary keys in
sorted order.
Note that `header(3,3,m)` and `open(3,3)`/`close(3,3)` is unused and reserved.
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### Variable-length Atoms
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#### SignedInteger
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Format B (known length):
[[ x ]] when x ∈ SignedInteger = header(1,0,m) ++ intbytes(x)
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Format C *MUST NOT* be used for `SignedInteger`s.
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The function `intbytes(x)` gives the big-endian two's-complement
binary representation of `x`, taking exactly as many whole bytes as
needed to unambiguously identify the value and its sign, and `m =
|intbytes(x)|`.
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The value 0 needs zero bytes to identify the value, so `intbytes(0)`
is the empty byte string. Non-zero values need at least one byte; the
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most-significant bit in the first byte in `intbytes(x)` for `x`≠0 is
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the sign bit.
For example,
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[[ -257 ]] = [0x42, 0xFE, 0xFF]
[[ -256 ]] = [0x42, 0xFF, 0x00]
[[ -255 ]] = [0x42, 0xFF, 0x01]
[[ -254 ]] = [0x42, 0xFF, 0x02]
[[ -129 ]] = [0x42, 0xFF, 0x7F]
[[ -128 ]] = [0x41, 0x80]
[[ -127 ]] = [0x41, 0x81]
[[ -2 ]] = [0x41, 0xFE]
[[ -1 ]] = [0x41, 0xFF]
[[ 0 ]] = [0x40]
[[ 1 ]] = [0x41, 0x01]
[[ 127 ]] = [0x41, 0x7F]
[[ 128 ]] = [0x42, 0x00, 0x80]
[[ 255 ]] = [0x42, 0x00, 0xFF]
[[ 256 ]] = [0x42, 0x01, 0x00]
[[ 32767 ]] = [0x42, 0x7F, 0xFF]
[[ 32768 ]] = [0x43, 0x00, 0x80, 0x00]
[[ 65535 ]] = [0x43, 0x00, 0xFF, 0xFF]
[[ 65536 ]] = [0x43, 0x01, 0x00, 0x00]
[[ 131072 ]] = [0x43, 0x02, 0x00, 0x00]
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#### String, ByteString and Symbol
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Syntax for these three types varies only in the value of `n` supplied
to `header`, `open`, and `close`. In each case, the payload following
the header is a binary sequence; for `String` and `Symbol`, it is a
UTF-8 encoding of the `Value`'s code points, while for `ByteString` it
is the raw data contained within the `Value` unmodified.
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Format B (known length):
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[[ S ]] = header(1,n,m) ++ encode(S)
where m = |encode(S)|
and (n,encode(S)) = (1,utf8(S)) if S ∈ String
(2,S) if S ∈ ByteString
(3,utf8(S)) if S ∈ Symbol
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To stream a `String`, `ByteString` or `Symbol`, emit `open(1,n)` and
then a sequence of zero or more format B chunks, followed by
`close(1,n)`. For a `String`, every chunk must be a `String`;
likewise, for `ByteString` and `Symbol`.
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While the overall content of a streamed `String` or `Symbol` must be
valid UTF-8, individual chunks do not have to conform to UTF-8.
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### Fixed-length Atoms
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Fixed-length atoms all use format A, and do not have a length
representation. They repurpose the bits that format B `Repr`s use to
specify lengths. Applications *MUST NOT* use format C with
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`open(0,n)` or `close(0,n)` for any `n`.
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#### Booleans
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[[ #f ]] = header(0,0,0) = [0x00]
[[ #t ]] = header(0,0,1) = [0x01]
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#### Floats and Doubles
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[[ F ]] when F ∈ Float = header(0,0,2) ++ binary32(F)
[[ D ]] when D ∈ Double = header(0,0,3) ++ binary64(D)
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The functions `binary32(F)` and `binary64(D)` yield big-endian 4- and
8-byte IEEE 754 binary representations of `F` and `D`, respectively.
## Examples
<!-- TODO: Give some examples of large and small Preserves, perhaps -->
<!-- translated from various JSON blobs floating around the internet. -->
For the following examples, imagine an application that maps `Record`
short form label number 0 to label `discard`, 1 to `capture`, and 2 to
`observe`.
| Value | Encoded hexadecimal byte sequence |
|--------------------------------------------------------------------|----------------------------------------------------|
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| `(capture (discard))` | 91 80 |
| `(observe (speak (discard) (capture (discard))))` | A1 B3 75 73 70 65 61 6B 80 91 80 |
| `[1 2 3 4]` (format B) | C4 41 01 41 02 41 03 41 04 |
| `[1 2 3 4]` (format C) | 2C 41 01 41 02 41 03 41 04 3C |
| `[-2 -1 0 1]` | C4 41 FE 41 FF 40 41 01 |
| `"hello"` (format B) | 55 68 65 6C 6C 6F |
| `"hello"` (format C, 2 chunks) | 25 52 68 65 53 6C 6C 6F 35 |
| `"hello"` (format C, 5 chunks) | 25 52 68 65 52 6C 6C 50 50 51 6F 35 |
| `["hello" there #"world" [] #set{} #t #f]` | C7 55 68 65 6C 6C 6F 75 74 68 65 72 65 C0 D0 01 00 |
| `-257` | 42 FE FF |
| `-1` | 41 FF |
| `0` | 40 |
| `1` | 41 01 |
| `255` | 42 00 FF |
| `1f` | 02 3F 80 00 00 |
| `1d` | 03 3F F0 00 00 00 00 00 00 |
| `-1.202e300d` | 03 FE 3C B7 B7 59 BF 04 26 |
Finally, a larger example, using a non-`Symbol` label for a record.[^extensibility2] The `Record`
([titled person 2 thing 1]
101
"Blackwell"
(date 1821 2 3)
"Dr")
encodes to
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B5 ;; Record, generic, 4+1
C5 ;; Sequence, 5
76 74 69 74 6C 65 64 ;; Symbol, "titled"
76 70 65 72 73 6F 6E ;; Symbol, "person"
41 02 ;; SignedInteger, "2"
75 74 68 69 6E 67 ;; Symbol, "thing"
41 01 ;; SignedInteger, "1"
41 65 ;; SignedInteger, "101"
59 42 6C 61 63 6B 77 65 6C 6C ;; String, "Blackwell"
B4 ;; Record, generic, 3+1
74 64 61 74 65 ;; Symbol, "date"
42 07 1D ;; SignedInteger, "1821"
41 02 ;; SignedInteger, "2"
41 03 ;; SignedInteger, "3"
52 44 72 ;; String, "Dr"
[^extensibility2]: It happens to line up with Racket's
representation of a record label for an inheritance hierarchy
where `titled` extends `person` extends `thing`:
(struct date (year month day) #:prefab)
(struct thing (id) #:prefab)
(struct person thing (name date-of-birth) #:prefab)
(struct titled person (title) #:prefab)
## Conventions for Common Data Types
The `Value` data type is essentially an S-Expression, able to
represent semi-structured data over `ByteString`, `String`,
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`SignedInteger` atoms and so on.[^why-not-spki-sexps]
[^why-not-spki-sexps]: Rivest's S-Expressions are in many ways
similar to Preserves. However, while they include binary data and
sequences, and an obvious equivalence for them exists, they lack
numbers *per se* as well as any kind of unordered structure such
as sets or maps. In addition, while "display hints" allow
labelling of binary data with an intended interpretation, they
cannot be attached to any other kind of structure, and the "hint"
itself can only be a binary blob.
However, users need a wide variety of data types for representing
domain-specific values such as various kinds of encoded and normalized
text, calendrical values, machine words, and so on.
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Appropriately-labelled `Record`s denote these domain-specific data
types.[^why-dictionaries]
[^why-dictionaries]: Given `Record`'s existence, it may seem odd
that `Dictionary`, `Set`, `Float`, etc. are given special
treatment. Preserves aims to offer a useful basic equivalence
predicate to programmers, and so if a data type demands a special
equivalence predicate, as `Dictionary`, `Set` and `Float` all do,
then the type should be included in the base language. Otherwise,
it can be represented as a `Record` and treated separately. Both
`Boolean` and `String` are seeming exceptions: they merit
inclusion because of their cultural importance.
All of these conventions are optional. They form a layer atop the core
`Value` structure. Non-domain-specific tools do not in general need to
treat them specially.
**Validity.** Many of the labels we will describe in this section come
with side-conditions on the contents of labelled `Record`s. It is
possible to construct an instance of `Value` that violates these
side-conditions without ceasing to be a `Value` or becoming
unrepresentable. However, we say that such a `Value` is *invalid*
because it fails to honour the necessary side-conditions.
Implementations *SHOULD* allow two modes of working: one which
treats all `Value`s identically, without regard for side-conditions,
and one which enforces validity (i.e. side-conditions) when reading,
writing, or constructing `Value`s.
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### MIME-type tagged binary data
Many internet protocols use
[media types](https://tools.ietf.org/html/rfc6838) (a.k.a MIME types)
to indicate the format of some associated binary data. For this
purpose, we define `MIMEData` to be a record labelled `mime` with two
fields, the first being a `Symbol`, the media type, and the second
being a `ByteString`, the binary data.
While each media type may define its own rules for comparing
documents, we define ordering among `MIMEData` *representations* of
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such media types following the general rules for ordering of
`Record`s.
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**Examples.**
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| Value | Encoded hexadecimal byte sequence |
|--------------------------------------------|-------------------------------------------------------------------------------------------------------------------|
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| `(mime application/octet-stream #"abcde")` | B3 74 6D 69 6D 65 7F 18 61 70 70 6C 69 63 61 74 69 6F 6E 2F 6F 63 74 65 74 2D 73 74 72 65 61 6D 65 61 62 63 64 65 |
| `(mime text/plain #"ABC")` | B3 74 6D 69 6D 65 7A 74 65 78 74 2F 70 6C 61 69 6E 63 41 42 43 |
| `(mime application/xml #"<xhtml/>")` | B3 74 6D 69 6D 65 7F 0F 61 70 70 6C 69 63 61 74 69 6F 6E 2F 78 6D 6C 68 3C 78 68 74 6D 6C 2F 3E |
| `(mime text/csv #"123,234,345")` | B3 74 6D 69 6D 65 78 74 65 78 74 2F 63 73 76 6B 31 32 33 2C 32 33 34 2C 33 34 35 |
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Applications making heavy use of `mime` records may choose to use a
short form label number for the record type. For example, if short
form label number 1 were chosen, the second example above, `(mime
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text/plain "ABC")`, would be encoded with "92" in place of "B3 74 6D
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69 6D 65".
### Text
#### Normalization forms
In order for users to unambiguously signal or require a particular
[normalization form](http://unicode.org/reports/tr15/), we define a
`NormalizedString`, which is a `Record` labelled with
`unicode-normalization` and having two fields, the first of which is a
`Symbol` specifying the normalization form used (e.g. `nfc`, `nfd`,
`nfkc`, `nfkd`), and the second of which is a `String` whose
underlying code point representation *MUST* be normalized according to
the named normalization form.
#### IRIs (URIs, URLs, URNs, etc.)
An `IRI` is a `Record` labelled with `iri` and having one field, a
`String` which is the IRI itself and which *MUST* be a valid absolute
or relative IRI.
### Machine words
The definition of `SignedInteger` captures all integers. However, in
certain circumstances it can be valuable to assert that a number
inhabits a particular range, such as a fixed-width machine word.
A family of labels `i`*n* and `u`*n* for *n* ∈ {16,32,64} denote
*n*-bit-wide signed and unsigned range restrictions, respectively.
Records with these labels *MUST* have one field, a `SignedInteger`,
which *MUST* fall within the appropriate range. That is, to be valid,
- in `(i16 `*x*`)`, -32768 <= *x* <= 32767.
- in `(u16 `*x*`)`, 0 <= *x* <= 65535.
- in `(i32 `*x*`)`, -2147483648 <= *x* <= 2147483647.
- etc.
### Anonymous Tuples and Unit
A `Tuple` is a `Record` with label `tuple` and zero or more fields,
denoting an anonymous tuple of values.
The 0-ary tuple, `(tuple)`, denotes the empty tuple, sometimes called
"unit" or "void" (but *not* e.g. JavaScript's "undefined" value).
### Null and Undefined
Tony Hoare's
"[billion-dollar mistake](https://en.wikipedia.org/wiki/Tony_Hoare#Apologies_and_retractions)"
can be represented with the 0-ary `Record` `(null)`. An "undefined"
value can be represented as `(undefined)`.
### Dates and Times
Dates, times, moments, and timestamps can be represented with a
`Record` with label `rfc3339` having a single field, a `String`, which
*MUST* conform to one of the `full-date`, `partial-time`, `full-time`,
or `date-time` productions of
[section 5.6 of RFC 3339](https://tools.ietf.org/html/rfc3339#section-5.6).
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## Security Considerations
**Empty chunks.** Streamed (format C) `String`s, `ByteString`s and
`Symbol`s may include chunks of zero length. This opens up a
possibility for denial-of-service: an attacker may begin streaming a
string, sending an endless sequence of zero length chunks, appearing
to make progress but not actually doing so. Implementations may place
optional reasonable restrictions on the number of consecutive empty
chunks that may appear in a stream, and may even supply an optional
mode that rejects empty chunks entirely.
**Canonical form for cryptographic hashing and signing.** As
specified, the encoding rules for `Value`s do not force canonical
serializations for `Set` or `Dictionary` values. Two serializations of
the same `Value` may yield different binary `Repr`s.
## Appendix. Table of lead byte values
00 - False
01 - True
02 - Float
03 - Double
(0x) RESERVED 04-0F
(1x) RESERVED 10-1F
2x - Start Stream
3x - End Stream
4x - SignedInteger
5x - String
6x - ByteString
7x - Symbol
8x - short form Record label index 0
9x - short form Record label index 1
Ax - short form Record label index 2
Bx - Record
Cx - Sequence
Dx - Set
Ex - Dictionary
(Fx) RESERVED F0-FF
## Appendix. Bit fields within lead byte values
tt nn mmmm contents
---------- ---------
00 00 0000 False
00 00 0001 True
00 00 0010 Float, 32 bits big-endian binary
00 00 0011 Double, 64 bits big-endian binary
00 10 ttnn Start Stream <tt,nn>
When tt = 00 --> error
01 --> each chunk is a <tt,nn> piece
1x --> each chunk is a single encoded Value
00 11 ttnn End Stream <tt,nn> (must match preceding Start Stream)
01 00 mmmm SignedInteger, big-endian binary
01 01 mmmm String, UTF-8 binary
01 10 mmmm ByteString
01 11 mmmm Symbol, UTF-8 binary
10 00 mmmm application-specific Record
10 01 mmmm application-specific Record
10 10 mmmm application-specific Record
10 11 mmmm Record
11 00 mmmm Sequence
11 01 mmmm Set
11 10 mmmm Dictionary
If mmmm = 1111, a varint(m) follows, giving the length, before
the body; otherwise, m is the length of the body to follow.
## Appendix. Representing Values in Programming Languages
We have given a definition of `Value` and its semantics, and proposed
a concrete syntax for communicating and storing `Value`s. We now turn
to **suggested** representations of `Value`s as *programming-language
values* for various programming languages.
When designing a language mapping, an important consideration is
roundtripping: serialization after deserialization, and vice versa,
should both be identities.
### JavaScript
- `SignedInteger` ↔ numbers or `BigInt` [[1](https://developers.google.com/web/updates/2018/05/bigint), [2](https://github.com/tc39/proposal-bigint)]
- `String` ↔ strings
- `ByteString``Uint8Array`
- `Symbol``Symbol.for(...)`
- `Boolean``Boolean`
- `Float` and `Double` ↔ numbers,
- `Record``{ "_label": theLabel, "_fields": [field0, ..., fieldN] }`, plus convenience accessors
- `(undefined)` ↔ the undefined value
- `(rfc3339 F)``Date`, if `F` matches the `date-time` RFC 3339 production
- `Sequence``Array`
- `Set``{ "_set": M }` where `M` is a `Map` from the elements of the set to `true`
- `Dictionary` ↔ a `Map`
### Scheme/Racket
- `SignedInteger` ↔ exact numbers
- `String` ↔ strings
- `ByteString` ↔ byte vector (Racket: "Bytes")
- `Symbol` ↔ symbols
- `Boolean` ↔ booleans
- `Float` and `Double` ↔ inexact numbers (Racket: single- and double-precision floats)
- `Record` ↔ structures (Racket: prefab struct)
- `Sequence` ↔ lists
- `Set` ↔ Racket: sets
- `Dictionary` ↔ Racket: hash-table
### Java
- `SignedInteger``Integer`, `Long`, `BigInteger`
- `String``String`
- `ByteString``byte[]`
- `Symbol` ↔ a simple data class wrapping a `String`
- `Boolean``Boolean`
- `Float` and `Double``Float` and `Double`
- `Record` ↔ in a simple implementation, a generic `Record` class; else perhaps a bean mapping?
- `Sequence` ↔ an implementation of `java.util.List`
- `Set` ↔ an implementation of `java.util.Set`
- `Dictionary` ↔ an implementation of `java.util.Map`
### Erlang
- `SignedInteger` ↔ integers
- `String` ↔ tuple of `utf8` and a binary
- `ByteString` ↔ a binary
- `Symbol` ↔ the underlying string converted to an Erlang atom, if
some kind of an "unsafe" mode is set on the decoder (because Erlang
atoms are not GC'd); otherwise perhaps a tuple of `symbol` and a
binary of the utf-8
- `Boolean``true` and `false`
- `Float` and `Double` ↔ floats (unsure how Erlang deals with single-precision)
- `Record` ↔ a tuple with the label in the first position, and the fields in subsequent positions
- `Sequence` ↔ a list
- `Set` ↔ a `sets` set (is this unambiguous? Maybe a [map][erlang-map] from elements to `true`?)
- `Dictionary` ↔ a [map][erlang-map] (new in Erlang/OTP R17)
## Appendix. Why not Just Use JSON?
<!-- JSON lacks semantics: JSON syntax doesn't denote anything -->
JSON offers *syntax* for numbers, strings, booleans, null, arrays and
string-keyed maps. However, it suffers from two major problems. First,
it offers no *semantics* for the syntax: it is left to each
implementation to determine how to treat each JSON term. This causes
[interoperability](http://seriot.ch/parsing_json.php) and even
[security](http://web.archive.org/web/20180906202559/http://docs.couchdb.org/en/stable/cve/2017-12635.html)
issues. Second, JSON's lack of support for type tags leads to awkward
and incompatible *encodings* of type information in terms of the fixed
suite of constructors on offer.
There are other minor problems with JSON having to do with its syntax.
Examples include its relative verbosity and its lack of support for
binary data.
### JSON syntax doesn't *mean* anything
When are two JSON values the same? When are they different?
<!-- When is one JSON value "less than" another? -->
The specifications are largely silent on these questions. Different
JSON implementations give different answers.
Specifically, JSON does not:
- assign any meaning to numbers,[^meaning-ieee-double]
- determine how strings are to be compared,[^string-key-comparison]
- determine whether object key ordering is significant,[^json-member-ordering] or
- determine whether duplicate object keys are permitted, what it
would mean if they were, or how to determine a duplicate in the
first place.[^json-key-uniqueness]
In short, JSON syntax doesn't *denote* anything.[^xml-infoset] [^other-formats]
[^meaning-ieee-double]:
[Section 6 of RFC 7159](https://tools.ietf.org/html/rfc7159#section-6)
does go so far as to indicate “good interoperability can be
achieved” by imagining that parsers are able reliably to
understand the syntax of numbers as denoting an IEEE 754
double-precision floating-point value.
[^string-key-comparison]:
[Section 8.3 of RFC 7159](https://tools.ietf.org/html/rfc7159#section-8.3)
suggests that *if* an implementation compares strings used as
object keys “code unit by code unit”, then it will interoperate
with *other such implementations*, but neither requires this
behaviour nor discusses comparisons of strings used in other
contexts.
[^json-member-ordering]:
[Section 4 of RFC 7159](https://tools.ietf.org/html/rfc7159#section-4)
remarks that “[implementations] differ as to whether or not they
make the ordering of object members visible to calling software.”
[^json-key-uniqueness]:
[Section 4 of RFC 7159](https://tools.ietf.org/html/rfc7159#section-4)
is the only place in the specification that mentions the issue. It
explicitly sanctions implementations supporting duplicate keys,
noting only that “when the names within an object are not unique,
the behavior of software that receives such an object is
unpredictable.” Implementations are free to choose any behaviour
at all in this situation, including signalling an error, or
discarding all but one of a set of duplicates.
[^xml-infoset]: The XML world has the concept of
[XML infoset](https://www.w3.org/TR/xml-infoset/). Loosely
speaking, XML infoset is the *denotation* of an XML document; the
*meaning* of the document.
[^other-formats]: Most other recent data languages are like JSON in
specifying only a syntax with no associated semantics. While some
do make a sketch of a semantics, the result is often
underspecified (e.g. in terms of how strings are to be compared),
overly machine-oriented (e.g. treating 32-bit integers as
fundamentally distinct from 64-bit integers and from
floating-point numbers), overly fine (e.g. giving visibility to
the order in which map entries are written), or all three.
Some examples:
- are the JSON values `1`, `1.0`, and `1e0` the same or different?
- are the JSON values `1.0` and `1.0000000000000001` the same or different?
- are the JSON strings `"päron"` (UTF-8 `70c3a4726f6e`) and `"päron"`
(UTF-8 `7061cc88726f6e`) the same or different?
- are the JSON objects `{"a":1, "b":2}` and `{"b":2, "a":1}` the same
or different?
- which, if any, of `{"a":1, "a":2}`, `{"a":1}` and `{"a":2}` are the
same? Are all three legal?
- are `{"päron":1}` and `{"päron":1}` the same or different?
### JSON can multiply nicely, but it can't add very well
JSON includes a fixed set of types: numbers, strings, booleans, null,
arrays and string-keyed maps. Domain-specific data must be *encoded*
into these types. For example, dates and email addresses are often
represented as strings with an implicit internal structure.
There is no convention for *labelling* a value as belonging to a
particular category. This makes it difficult to extract, say, all
email addresses, or all URLs, from an arbitrary JSON document.
Instead, JSON-encoded data are often labelled in an ad-hoc way.
Multiple incompatible approaches exist. For example, a "money"
structure containing a `currency` field and an `amount` may be
represented in any number of ways:
{ "_type": "money", "currency": "EUR", "amount": 10 }
{ "type": "money", "value": { "currency": "EUR", "amount": 10 } }
[ "money", { "currency": "EUR", "amount": 10 } ]
{ "@money": { "currency": "EUR", "amount": 10 } }
This causes particular problems when JSON is used to represent *sum*
or *union* types, such as "either a value or an error, but not both".
Again, multiple incompatible approaches exist.
For example, imagine an API for depositing money in an account. The
response might be either a "success" response indicating the new
balance, or one of a set of possible errors.
Sometimes, a *pair* of values is used, with `null` marking the option
not taken.[^interesting-failure-mode]
{ "ok": { "balance": 210 }, "error": null }
{ "ok": null, "error": "Unauthorized" }
[^interesting-failure-mode]: What is the meaning of a document where
both `ok` and `error` are non-null? What might happen when a
program is presented with such a document?
The branch not chosen is sometimes present, sometimes omitted as if it
were an optional field:
{ "ok": { "balance": 210 } }
{ "error": "Unauthorized" }
Sometimes, an array of a label and a value is used:
[ "ok", { "balance": 210 } ]
[ "error", "Unauthorized" ]
Sometimes, the shape of the data is sufficient to distinguish among
the alternatives, and the label is left implicit:
{ "balance": 210 }
"Unauthorized"
JSON itself does not offer any guidance for which of these options to
choose. In many real cases on the web, poor choices have led to
encodings that are irrecoverably ambiguous.
# Open questions
Q. Should "symbols" instead be URIs? Relative, usually; relative to
what? Some domain-specific base URI?
Q. Are the language mappings reasonable? How about one for Python?
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Q. Literal small integers: could be nice? Not absolutely necessary.
2018-09-24 11:59:22 +00:00
## Notes